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| Financial services firms operate in complex, heavily regulated, and rapidly evolving industries. KBL’s Financial Services Industry Group was created to help companies meet the challenges, identify, and take advantage of the opportunities that arise from operating in a complex, heavily regulated, and rapidly evolving environment. Our professionals have experience and expertise in the intricacies of the regulatory and tax environments, the valuation of complex financial instruments, and the challenges of maintaining strong accounting and investment controls. With offices located right on Wall Street, like you we live and breathe the same challenges faced by firms that operate in the financial services industry. In addition, KBL's decades-long service record to the financial services industry gives us an understanding of the problems you face on a daily basis, as well as the ability to provide you concrete, practical solutions.
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From full audit and tax services to special projects and services, we are dedicated to understanding your professional service requirements and concerns, while providing you with the resources and hands-on partner-level expertise that you need, want, and expect. As a KBL client, you'll work with dedicated partners and staff members who have extensive and specific experience in your industry. Our joint goal: Working together to assist you in reaching your next level of success. |
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Our clients include investment partnerships, venture capital funds, leveraged buyout funds, registered broker-dealers, investment advisors, regulated investment companies, commercial and consumer lenders, and mortgage bankers.
KBL offers audit, tax, and a broad range of advisory services, including strategic planning, regulatory, mergers and acquisitions, and risk management services in the following areas: |
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| Services are provided to start-up and established hedge funds, including fund of funds, multi-strategy funds, PIPES, and master/feeder structures. |
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| We help you to identify all of the accounting, tax, and business issues that underlie the economics of venture capital and leveraged buyout funds, as well as offshore funds and SBICs. As such, KBL is known for its ability to structure a newly formed private equity fund, specifically in ascertaining ideal distribution and allocation models. |
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| Our Group is well-versed in the accounting, regulatory, and systems issues particular to the industry, and has a strong background in operational areas, net capital optimization, and company net capital requirements. |
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Our Group provides audit, tax, regulatory compliance, and portfolio management services. Key specialties include custodianship issues, new issues, trading allocations, investment accounts, and performance reporting.
From SEC regulations to partnership-related issues to international taxation, our Financial Services Industry Group provides the diverse skills and capabilities you need as you strive to maximize profitability, minimize risk, control operating costs, and meet your evolving business objectives. |
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I have known and worked with KBL for at least 15 years. In that time I have relied on the firm's advice and in particular Richard Levychin's counsel and professional referrals on many occasions.
No matter what the nature of my concerns or issues KBL provided clear, practical, and well developed solutions and alternatives.
Professional, experienced, and laser focused on improving their client's profitability and operating efficiency, KBL partners and staff have demonstrated to me they are tireless advocates and trusted advisors.
Phillip H. Sorace, President & CEO,
WoodHaven Capital Advisors, LLC. |
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